基于改进无迹卡尔曼滤波的锂电池SOC估计方法
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安徽工业大学电气与信息工程学院马鞍山243002

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TN919.5;TM912

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安徽省教育厅自然科学基金(KJ2021A0372)项目资助


Lithium battery SOC estimation method based on improved unscented Kalman filter
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School of Electrical and Information Engineering, Anhui University of Technology, Maanshan 243032, China

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    摘要:

    无迹卡尔曼滤波(unscented Kalman filter,UKF)是锂离子电池荷电状态(state of charge,SOC)估计的常用算法之一。然而在实际应用中,由于受到外界环境温度变化、电池容量退化等不确定性干扰,以及非高斯过程噪声的影响,需要进一步提高算法的性能才能更有效地保证估计精度。基于此,提出一种改进的无迹卡尔曼滤波算法(PO-RUKF)。首先,在UKF中引入H∞滤波提高算法的鲁棒性,用来克服各种干扰带来的不良影响。其次,利用鹦鹉优化算法对UKF的过程噪声协方差矩阵进行自适应调整,以解决滤波噪声参数先验确定的问题,从而提高滤波精度。最后,采用马里兰大学的FUDS和HPPC工况下的两种公开数据集进行了实验验证,结果表明,在不同的温度、电池容量退化状态以及不同的工况下,相比于传统的UKF算法以及鲁棒UKF算法,改进后的算法具有更高的SOC估计精度,平均绝对误差小于0.50%,均方根误差小于0.56%,此外还展现出更强的鲁棒性和普适性。证实所提方法可以为锂离子电池SOC估计提供更可靠、有效的技术支撑。

    Abstract:

    The unscented Kalman filter (UKF) is a commonly used algorithm for estimating the state of charge (SOC) of lithium-ion batteries. However, in practical applications, due to uncertainties such as external environmental temperature variations, battery capacity degradation, and non-Gaussian process noise, further improvements in algorithm performance are required to ensure more accurate estimation. Thus, an improved unscented Kalman filter algorithm (PO-RUKF) is proposed. Firstly, H∞ filtering is introduced into the UKF to enhance robustness, mitigating the effects of various disturbances. Secondly, the parrot optimization algorithm is employed to adaptively adjust the process noise covariance matrix of the UKF, addressing the issue of prior determination of filter noise parameters and thereby improving filtering accuracy. Finally, experimental validation is conducted using two publicly available datasets from the university of Maryland under FUDS and HPPC conditions. The results demonstrate that under varying temperatures, battery capacity degradation states, and different operating conditions, the improved algorithm achieves higher SOC estimation accuracy compared to traditional UKF and robust UKF algorithm, with an average absolute error of less than 0.50% and a root mean square error of less than 0.56%. Additionally, the improved algorithm exhibits stronger robustness and universality. It is proved that the proposed method can provide more reliable and effective technical support for SOC estimation of lithium ion batteries.

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程竹明,常先雷,胡雪峰,赵功臣,王超.基于改进无迹卡尔曼滤波的锂电池SOC估计方法[J].电子测量与仪器学报,2026,40(1):51-60

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  • 在线发布日期: 2026-03-27
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