基于物理信息神经网络的锂电池SOH估计
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辽宁工程技术大学电气与控制工程学院葫芦岛125105

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TM912;TN919.5

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国家自然科学基金(61601212)、辽宁省教育厅基础项目(LJKMZ20220683)资助


SOH estimation of lithium-ion batteries based on physics-informed neural network
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Faculty of Electrical and Control Engineering, Liaoning Technical University, Huludao 125105, China

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    摘要:

    锂电池健康状态(SOH)的准确估计对于优化电池设计至关重要。然而,由于电池内部复杂的降解机制,准确的电池SOH估计仍然具有挑战性。为此,提出了一种基于充电电压曲线和物理信息神经网络(PINN)的SOH估计方法。首先利用Spearman相关性分析从充电电压曲线的恒流段提取电池老化特征并建立电池SOH退化的偏微分方程模型;其次利用添加了物理信息约束的神经网络逼近该隐式模型;然后利用向量加权平均(INFO)算法的加权平均和收敛加速技术优化PINN超参数以提高方法的估计精度;最后利用该方法在MIT、CALCE和NASA 3个公开数据集上进行SOH估计。结果表明,所提方法在充电策略变化的MIT测试集上的平均RMSE为0.271 6%,与长短期记忆网络(LSTM)、卷积神经网络(CNN)、基线神经网络(BNN)等方法相比,误差分别减小了80.74%、57.48%、74.73%;在CALCE测试集和NASA测试集上的估计精度均在97%以上。证明了该方法较高的估计精度,且对电极材料及实验条件的变化具有较好的鲁棒性。

    Abstract:

    Accurate estimation of the state of health (SOH) of lithium-ion batteries is crucial for optimizing battery design. However, accurate SOH estimation remains challenging due to the complex degradation mechanism within the battery. Therefore, a SOH estimation method based on charging voltage curve and physics-informed neural network (PINN) is proposed. Firstly, Spearman correlation analysis is used to extract battery aging characteristics from the constant current segment of the charging voltage curve and establish a partial differential equation model for battery SOH degradation. Secondly, using a neural network with added physics-informed constraints to approximate the implicit model. Then, the weighted average and convergence acceleration techniques of the weighted mean of vectors (INFO) algorithm are utilized to optimize the PINN hyperparameters and improve the estimation accuracy of the method. Finally, this method is used for SOH estimation on three publicly available datasets: MIT, CALCE, and NASA. The results show that the average RMSE of the proposed method on the MIT test set with changes in charging strategy is 0.271 6%. Compared with long short-term memory network (LSTM), convolutional neural network (CNN) and baseline neural network (BNN) methods, the error is reduced by 80.74%, 57.48% and 74.73%, respectively. The estimation accuracy on both the CALCE and NASA test sets is above 97%. This proves that the method has high estimation accuracy and good robustness to changes in electrode materials and experimental conditions.

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谢国民,刘澳.基于物理信息神经网络的锂电池SOH估计[J].电子测量与仪器学报,2026,40(1):70-80

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  • 在线发布日期: 2026-03-27
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